Series 66 Exam
Uniform Combined State Law Exam
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USA regulations — registration, exemptions, and prohibited practices
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FINRA Series 66 Exam
- 100 multiple-choice questions (+10 unscored), 73% passing score
- 2 hours and 30 minutes to complete.
- Recommended study time: 70 to 90 hours, depending on background
- Required for individuals acting as both investment adviser representatives and broker-dealer agents.
- Tests knowledge of state securities laws, investment adviser and broker-dealer regulations, economic theory, portfolio management, and fiduciary responsibilities under the Uniform Securities Act
