Series 63 Exam

Uniform Securities Agent State Law Exam

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Lost in the Legalese? Confused About Custody? The Ninja Can Help.

From deciphering registration rules to navigating Form ADV, personalized Series 63 tutoring simplifies the confusing world of securities regulations.

 

Get expert help on topics like:

  • Who registers where — Broker-dealers vs. investment advisers, agents vs. IARs

  • Understanding Form ADV, U4, U5, and what must be disclosed

  • Custody vs. discretion — and why it matters

  • Cross-agency transactions, consent to service of process, and other common trip-ups

  • State vs. federal jurisdiction — when and why

  • Any regulation or concept you just can’t make sense of — bring it with you!

 

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Let the Ninja help you master the maze of the Uniform Securities Act and pass with confidence.

Tutoring

60 min
•
$99.00 USD

Private one-on-one or small group tutoring with a Series Ninja instructor.

FINRA Series 63 Exam    

SERIES 63 Content Outline

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