SIE Exam
Securities Industries EssentialÂ
Covers fundamental concepts for a career in the financial services industry
 Full ON-DEMAND video course available for $119, + realistic practice exams and our exclusive SIE Dump Sheet
SIE PRODUCTSPass Your SIE on the First Try
Everything you need to crush the exam — taught by an experienced instructor who makes learning fast, clear, and actually enjoyable.
Course Includes:
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15+ hours of engaging, instructor-led video lessons
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Condensed class notes to simplify tough topics
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Downloadable slideshow to follow along and review
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500+ practice questions that mimic the real exam
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Realistic SIE dump sheet packed with formulas and key terms
Your Ultimate SIE Quick-Reference Guide
Download this FREE SIE Dump Sheet and get the most important formulas, regulations, options basics, and exam-tested concepts all in one place. Perfect for quick reviews, reinforcing key topics, and boosting your confidence before exam day.
SIE ProductsÂ
*Video Course Available 8/01
Buried in Bonds? Stumped by Short Selling? The Ninja Can Help.
The SIE may be entry-level, but it doesn’t pull punches. It throws everything at you — ethics, economics, margin, market mechanics — and somehow expects you to keep it all straight.
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Get targeted help with topics like:
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Bond math that feels like sorcery — current yield, YTM, YTC, and that seesaw analogy
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Trading confusion — what even is a short sale and why is everyone obsessed with T+1?
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Rules, rules, and more rules — who can do what, when, and to whom (without getting barred)
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Just figuring out how to study — where to start, what to skip, and what actually shows up
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Book a private or group session starting at $99.
Don’t stress. The Ninja knows the SIE inside and out — and how to teach it in plain English.
Tutoring
Private one-on-one or small group tutoring with a Series Ninja instructor.
FINRA SIE Exam
- Entry-level FINRA exam required for future Series exams
- 75 multiple-choice questions (+5 unscored), 1 hour 45 minutes to complete, 70% passing score
- Recommended study time: 60 to 80 hours, depending on background
- Tests your knowledge of capital markets, products, trading, regulations ,and ethics
