Series 65 Exam
Uniform Investment Adviser Law Exam
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TUTORING AVAILABLEToo Many Rules, Too Little Time?
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If economic theory, portfolio management, and adviser regulations are blurring together, personalized Series 65 tutoring can help you make sense of it all — and pass with confidence.
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Get expert help on topics like:
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Economics and financial planning – inflation, GDP, fiscal vs. monetary policy
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Portfolio management – CAPM, alpha, beta, strategic vs. tactical allocation
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Client recommendation suitability – total return, tax implications, risk tolerance
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Investment adviser registration – state vs. federal, Form ADV, and who must register
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IAR vs. IA – understanding the roles and requirements
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Fiduciary duty, custody, discretion, and ethical obligations
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Book a 1-on-1 or small group tutoring session starting at just $99.
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Tutoring
Private one-on-one or small group tutoring with a Series Ninja instructor.
FINRA Series 65 Exam
- 130 multiple-choice questions (+10 unscored), 3 hours to complete, 71% passing score            Â
- Recommended study time: 100 to 120 hours, depending on background
- Required for investment advisers and IARs. Broadest of the FINRA exams—covers state law, ethics, economics, and portfolio management
- Tests knowledge of investment adviser laws, portfolio management strategies, economic analysis, and fiduciary obligations under the Uniform Securities Act
