Series 65 Exam
Uniform Investment Adviser Law Exam
Pass the Series 65 with Confidence
Private tutoring and free study resources to help you master the Series 65 and walk into exam day prepared.
Explore Series 65 ResourcesWhat's Included:
âś“Private Tutoring Â
âś“Â Free Cheat Sheet
Review Smarter with the FREE Series 65 Cheat Sheet
Download the free Series 65 Cheat Sheet to review investment concepts, economics, portfolio management, securities regulations, and other high-yield exam topics. Perfect for quick reviews before practice exams and last-minute exam prep.
Why students love it
âś“ Investment concepts & economics
âś“ Portfolio management & suitability
âś“ Securities laws & regulations
âś“ Perfect for last-minute review
Series 65 Cheat Sheet
Download the free Series 65 Cheat Sheet for key formulas, rules, regulations, registration requirements, and exam-tested concepts.
Free
1-on-1 Tutoring
One-on-one Zoom tutoring personalized to your exam, learning style, and study needs.
Need Personalized Help? Work One-on-One with the Series Ninja
Whether you're preparing for your first attempt or a retake, every tutoring session is personalized to help you pass with confidence.
Common topics we cover:
- Economics & market concepts — monetary policy, business cycles & economic indicators
- Investment vehicles — stocks, bonds, funds, alternatives & insurance products
- Portfolio management & suitability — risk, return, allocation & client recommendations
- Investment adviser regulations — IAs, IARs, registration & exemptions
- Ethical practices & fiduciary duties - Regulation BI and Uniform Prudent Investor Act
Ready to pass? Schedule your tutoring session today.
âś“ 10,000+ tutoring hours
âś“ 1,000+ students successfully prepared
✓ 20+ years in financial services as a CFP® professional
What is the Series 65 Exam?
- 120 scored questions (+10 unscored)
- 180-minute time limit
- 71% passing score
- Typical study time: 120–130 hours
- Designed for:Â Investment adviser representatives and those seeking to become investment advisers
- Focuses on:Â investment adviser laws, portfolio management strategies, economic analysis, and fiduciary obligations
Series 65 Exam Content Outline
The Series 65 exam is divided into four functional areas. Click each section below to see the topics tested.
Economic Factors (15%)
Client Investment Recommendations (30%)
Investment Vehicle Characteristics (25%)
Laws, Regulations, & Ethical Practices (30%)
Think You're Ready? Prove It.
Take this free 10-question assessment to identify your strengths, uncover weak areas, and gauge your exam readiness.
