Series 63 Exam
Uniform Securities Agent State Law Exam
Pass the Series 63 with Confidence
Private tutoring and free study resources to help you pass on your first attempt.
Explore Series 63 ResourcesWhat's Included:
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âś“Â Free Cheat Sheet
Review Smarter with the FREE Series 63 Cheat Sheet
Download the free Series 63 Cheat Sheet to review state securities laws, registration requirements, prohibited practices, and other high-yield exam topics. Perfect for quick reviews before practice exams and last-minute exam prep.
Why students love it
âś“ Key registration requirements
âś“ State securities laws &Â exemptions
âś“ Prohibited practices & ethical standards
âś“ Perfect for last-minute review
Series 63 Cheat Sheet
Download the free Series 63 Cheat Sheet for key rules, regulations, registration requirements, and exam-tested concepts.
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Common topics we cover:
- Registration of persons & securities
- Exempt securities & transactions
- Broker-dealers, agents & investment advisers
- Administrator powers & state securities laws
- Prohibited practices & ethical standards
- Practice questions & exam strategyÂ
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What is the Series 63 Exam?
- 65 scored questions (+5 unscored)
- 75-minute time limit
- 72% passing score
- Typical study time: 20–30 hours
- Designed for: Broker-dealer agents who need state registration
- Focuses on: State securities laws, registration, exemptions & prohibited practices
Series 63 Exam Content Outline
The Series 63 exam covers several key areas of state securities regulation. Click each section below to see the topics tested.
Registration of BDs/IAs & their Reps (35%)
Communications with Customers (20%)
Securities/ Issuers & Admin Provisions (20%)
Processing Transactions (10%)
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