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Series 7 Readiness Assessment

Know More Than You Think?

Challenge yourself with 10 questions that feel just like the exam. Discover how close you really are. 

Think you're ready? Let’s find out.

Start

Question 1 of 3

Rocky purchases an original issued discount municipal bond with a $10,000 par value maturing in 15 years. For each year that Rocky holds this bond, which of the following is true?

A

The interest income he receives will be taxable at the federal level, but tax-free at the state level.

B

His cost basis will be adjusted annually towards par.

C

He will be required to pay tax on the annual accretion.

D

The interest income he receives will be tax-free at the federal level, but taxable at the state level.

Question 2 of 3

An investor purchases 10 May $60 calls for a premium of $0.50 and sells 10  May $55 calls for a premium of $1.50. Which of the following final trading prices would generate a profit?

A

$55.75

B

$56.25

C

$58.50

D

$61

Question 3 of 3

A client who owns a 529 plan plans on taking a distribution in 2026. Which of the following would be considered a qualified educational distribution?

A

Using $25,000 to buy a car so the student can commute to college from home

B

Paying $12,000 in tuition for a private high school

C

Withdrawing $50,000 on January 1, 2026, to cover fall 2025 and spring 2025 tuition (same academic year)

D

Withdrawing $75,000 on January 1, 2026, to cover spring 2026 and fall 2027 tuition (different academic years)

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